,Best Series 7 Exam Prep Courses in 2021

Best Series 7 Exam Prep Courses

Knopman Marks gives the high-quality collection 7 exam prep path

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To reap your General Securities Representative registration, you have to have each the Series 7 and Securities Industry Essentials (SIE) checks. While you can take a seat to your Series 7 examination before taking your SIE examination, maximum human beings choose to tackle the SIE first. Although you do no longer should be subsidized by way of a FINRA member or company to take the SIE examination, you do want to be sponsored to sit for the Series 7. 

The first-class Series 7 examination prep courses provide pass ensures, trainer get entry to, and a excessive bypass fee. If you're interested in taking a Series 7 prep course, read on for our top selections.

Best Series 7 Exam Prep Courses in 2021

Best Overall : Knopman Marks

Why We Chose It

Knopman Marks is the excellent standard Series 7 exam prep path because of its excessive skip price, mobile app, and yearlong direction access.

Pros & Cons
  • 95% skip rate

  • iOS app for reading on-the-cross

  • Offers a stay virtual magnificence with the All Access Pass

  • Limited direction services

  • Textbook and online question financial institution are from Kaplan

  • No skip guarantee


Knopman Marks has been in business when you consider that 1991 and is devoted to making the Series 7 exam prep route fun and attractive. While it doesn’t have a bypass guarantee, you get get admission to to the course for a year, and it has a 95% bypass charge. If you do fail your exam, you have masses of time to study to retake it before your yr is up.    

Knopman Marks’s primary offering is the Series 7 Top-Off Exam Prep Course, which costs $350 and offers you get entry to to video lectures, virtual flashcards, and a cellular app so that you can observe anywhere. For an extra $225, you could add the Series 7 Top-Off All Access Pass. This offers you unlimited evaluation classes, stay digital lessons, and blended lessons for an entire 12 months. 

You also can buy the All Access Pass as a standalone product with out the direction for $225. The All Access Pass is the handiest way to get live training, in any other case, the whole lot else is self-take a look at and on-call for. You can also package your SIE course with your Series 7 path to keep $a hundred and five.

It’s expected this could take you 5 to seven weeks of look at time in case you’re working a full-time process. However, if you’re no longer working full time otherwise you commit to analyzing all day, you can probably reduce this time in 1/2.

Best Self-Paced Course : Securities Institute of America

Why We Chose It

Securities Institute of America has the pleasant self-paced route because it gives a pass guarantee and limitless check financial institution get right of entry to for maximum of its plans.

Pros & Cons
  • Offers a bypass assure on most plans

  • Live chat and make contact with support

  • Partnered with economic writer John Wiley & Sons

  • No bypass guarantee for textbook/ebook packages

  • Doesn’t specify a skip price for the Series 7

  • Doesn’t offer any stay classes


Founded in 1996, Securities Institute of America have become a partner of 2 hundred-yr-old economic writer John Wiley & Sons in 2013. It gives several examination prep publications, along with one for the Series 7 exam. 

While it doesn’t specify a bypass fee for the Series 7 specifically, it does have a ninety% pass price throughout all of its securities assessments. Plus, it gives a skip guarantee on every package but the e-book/textbook bundle; if you fail your Series 7 examination inside 5 days of passing your GreenLight exam, you get your cash back. 

Securities Institute of America’s direction offerings encompass the Series 7 Complete Self-Study Solution which costs $259 and offers you access to observe materials like your textbook, limitless exercise checks, 20 hours of on line video classes, and unlimited get admission to to check bank questions and videos for six months. It also comes with a skip guarantee. 

The Series 7 Textbook & Exam Prep Software direction is $194.95 and consists of a skip assure, textbook, 2,a hundred practice examination questions, and limitless access to the test financial institution for six months. The Series 7 Exam Prep Mobile Ebook or Textbook route fees $one hundred forty four.95 and is derived with an e-book or textbook and has 542 test questions protected. 

For $ninety nine, you could get the Series 7 Exam Prep Software Course that comes with a pass guarantee and over 2,one hundred questions. Also for $ninety nine is the Series 7 Online Video Class that has a skip guarantee, 20 hours of video preparation, 21 chapter assessments, and 24/7 get admission to for six months. For access to two,a hundred test questions, you can pay $50 to feature it to the video class. 

Each bundle gives stay chat and speak to support and the choice to buy tutoring. Prices for tutors aren't advertised, however there’s a shape to fill out to inquire about booking classes. 

Most applications provide six months of get admission to to check financial institution questions, videos, or both.

Best for Student Experience : ExamFX

Why We Chose It

ExamFX offers the pleasant student revel in with its Series 7 exam prep guides as it has an answer for every learning choice, finances, and all programs consist of instructor assist.

Pros & Cons
  • Pass Guarantee with every bundle

  • Online examination simulations

  • Add-on studying equipment to be had

  • 90 day get right of entry to (renewals to be had for purchase)


Since 1996, ExamFX has helped 7.five million people pass their securities and coverage tests. While it doesn’t specify its pass fee for the Series 7 exam, it does offer a pass assure on every package deal. If you do now not bypass your licensing exam inside 3 days after scoring 80% or better on the Guarantee Exam, ExamFX will refund the fee of your route.     

ExamFX’s primary presenting is the Self-Study Package, which retails at $149.ninety five and consists of ninety days of route get admission to, an interactive learning portal, on line exam simulations, and instructor aid. Its Video Study Package charges $199.ninety five and includes the entirety in the Self-Study Package, with the addition of on-call for video lectures and on-line flashcards. The Live Online Package prices $249.95 and includes the entirety within the Video Study Package, with the addition of stay on line training. 

The following accessories are available to feature in your package:

Option Price
Study Guide $39.95
Tip Sheet $11.95
On-Demand Video Lectures $56.95
Live Online Training $fifty six.95
Flashcards $19.95

All ExamFX's guides have a ninety day get entry to duration, which includes the Series 7. The Series 7 Live Online Training session is a full two-day direction held every different Wednesday and Thursday (from 10 a.m. to 5 p.m. CT).

Best Variety of Study Resources : Kaplan Financial Education

Why We Chose It

Kaplan Financial Education presents a wide type of look at assets inclusive of a textbook, online and downloadable check financial institution, video library, checkpoint checks, exercise exams, overall performance tracker, and greater.

Pros & Cons
  • You can down load the SecuritiesPro QBank for offline use

  • Has an 85% Series 7 skip charge

  • Five months of route get right of entry to

  • Premium bundle takes up to two business days for an teacher’s reaction

  • No pass assure

  • No cellular app


Founded in 1970, Kaplan Financial Education presents sources and tools to students throughout the monetary offerings industry. While there’s no bypass guarantee, it does have an 85% bypass fee; the bypass rate requirement for the Series 7 is 72%, so Kaplan can definitely assist you get prepared for the exam. 

Kaplan Financial Education’s Basic package deal costs $139 and includes a practice exam, SecuritiesPro QBank, overall performance tracker, observe calendar, and the License Exam Manual (LEM). For $189, you can get all that plus the video library and midterm examination within the Essential package deal. Its Premium bundle fees $299 for a live elegance and $279 for an on-call for magnificence. This package comes with magnificence notes, checkpoint checks, a mastery exam, and get admission to to teachers. 

You’ll get get entry to in your path for five months, and if you need extra time, you should purchase another 5-month extension for $forty nine regardless of which bundle you initially purchased. If you have a stay class choice with your package, you pick your elegance when you buy the direction. There are both sunlight hours and nighttime classes available. After the 2-day stay elegance, you get a recording of it to watch later. 

If you purchase the Basic or Essential bundle, you have got the option of having an audiobook of the License Exam Manual for $sixty five. Each bundle has the possibility to feature a Series 7 Securities Quicksheet for $19.

Best Value : Achievable

Why We Chose It

With an low-priced rate tag of $149, Achievable’s Series 7 examination prep path has one of the maximum bypass charges within the enterprise and gives adaptive gaining knowledge of strategies and a skip assure.

Pros & Cons
  • ninety eight.2% bypass rate

  • Offers a pass assure

  • Access take a look at prep platform on computer and mobile

  • Only one bundle available

  • No stay elegance options

  • Can access the route on a mobile device—there’s no cellular app


Founded in 2016, Achievable is the youngest issuer of Series 7 examination prep publications we suggest, but its ninety eight.2% bypass charge, unfastened trial, and pass assure make it a pinnacle contender.  There’s also a monthly scholarship wherein you may win route get right of entry to.

Achievable has one route supplying, which costs $149 and consists of an online textbook, quiz questions, complete-period practice exams, a complete year of get right of entry to, and customer service. 

You can access your bundle for twelve months and also purchase tutoring one at a time, either one-on-one or in a small group. They outsource the tutors, who you can lease for about $99 in keeping with hour. There are discounts for getting five-, 10-, or 15-hour programs.  

With its skip assure, if you don’t pass your Series 7 examination to your first strive, you will get your money back. All you have to do is send a picture of your exam rankings and a replica of your photograph ID and also you’ll receive your refund once they verify your documents. 

While there isn’t a great deal in the manner of teacher assist, its dynamic learning techniques make up for it. Its generation individually tracks your retention and mastery to ensure you’re studying exactly what you want whilst you need it. This reduces your standard have a look at time.

Final Verdict

Sitting for and passing your Series 7 exam will permit you to sell municipal and corporate securities, variable annuities, options, government securities, and different registered products. It’s a hard test, but no longer not possible when you have the proper instruction and game plan to bypass your exam.   

There are many Series 7 exam prep guides to be had, and we advocate Knopman Marks due to its excessive skip price, cell app, and yearlong path access. Your gaining knowledge of style, finances, and time table need to issue into which exam prep route you pick.

Compare the Best Series 7 Exam Prep Courses

Course Course Format Individual Tutoring Available? Cost
Knopman Marks
Best Overall
Self-Study, Live, and On-Demand No $225-$575
Securities Institute of America
Best Self-Paced Course
Self-Study and On-Demand Yes $ninety nine-$259
Best for Student Experience
Self-Study, Live, and On-Demand No $149.ninety five-$249.95
Kaplan Financial Education
Best Variety of Study Resources
Self-Study, Live, and On-Demand No $129-$299
Best Value
Self-Study Yes $149


What Is the Series 7 Top-Off Exam?

The Series 7 Top-Off Exam is the name of the new Series 7 exam administered via the Financial Industry Regulatory Authority (FINRA). The examination charges $245, lasts nearly 4 hours, and has one hundred twenty five questions covering the following subjects: 

  • Public offerings and/or personal placements of corporate securities (stocks and bonds)
  • Rights
  • Warrants
  • Mutual funds
  • Money market budget
  • Unit investment trusts (UITs)
  • Exchange-traded budget (ETFs)
  • Real estate funding trusts (REITs)
  • Options on mortgage-sponsored securities
  • Government securities
  • Repos and certificate of accrual on authorities securities
  • Direct participation applications
  • Venture capital
  • Sale of municipal securities
  • Hedge funds

How Much Do Series 7 Exam Prep Courses Cost?

A Series 7 examination prep direction typically runs from $one hundred to $300 however can be notably higher or lower depending on features and direction period. Cheaper guides are typically self-observe, and the greater expensive ones frequently include a live component or direct teacher get admission to. If you lease a non-public train, you can expect to spend round $100 in keeping with hour. Aside out of your prep course, the Series 7 examination costs $245, but your sponsoring dealer-dealer commonly will pay this. 

It’s common for college students to shop for used substances to observe for their Series 7 examination. If you pick out to buy used books from on-line marketplaces like Craigslist or eBay, make certain the cloth is up-to-date with the current test.

Are Series 7 Prep Exam Prep Courses Worth It?

Even in case you’re already operating in the enterprise, it’s an amazing concept to take a Series 7 examination prep route to bypass your exam. While the exam has lots of math in it, you gained’t pass the exam via memorizing formulas by myself. It not simplest covers a wide variety of products but additionally is going in-intensity, and a check prep route will let you examine that facts.

You don’t necessarily ought to take an outdoor prep direction—your broking-supplier may additionally have one in-house with its very own teachers to put together you to skip your exam. Many of these broking-sellers require personnel to have their Series 7 whether or not or not they’re in income

How Long Does It Take to Complete a Series 7 Exam Prep Course? 

Most students take two months to observe for their Series 7 examination, but your personal have a look at time will be greater or much less relying in your time table, capacity to comprehend ideas, and expert background. Some dealer-sellers pay their advisors to look at for two months immediately, while others require their advisors to learn on their own time out of doors of enterprise hours. 

It’s broadly conventional that you may count on to take a look at 80 to 100 hours if you’re already running in the industry. If you’re new to the thoughts and concepts offered inside the examine fabric, you can expect to examine for one hundred fifty hours. 

Is the Series 7 Exam Difficult to Pass?

The Series 7 exam is more complicated than many different securities checks (consisting of the Series 63), however it isn't always not possible to gain the passing rating of seventy two%

Questions at the Series 7 are often lengthy and precise, requiring cautious discernment approximately what the query is really asking. To ensure you bypass, we propose taking many practice tests so you can get a sense for how the questions are worded. Read every question slowly earlier than answering, and don’t panic if you get stuck on a query. 


We evaluated over a dozen Series 7 exam prep guides and selected the first-rate options based on vital capabilities and concerns. We taken into consideration costs, trainer access, organization recognition, observe assets, course flexibility, and bypass prices. The satisfactory of education and candidate opinions additionally weighed closely in our rankings. 

Each of our alternatives has affordable charges, self-look at services, and an awesome recognition for helping college students pass their exams on their first shot.

Article Sources

  1. Kaplan Financial Education. "How to Pass the Series 7 Exam." Accessed April 19, 2021.